Methodological and interpretative documents

Official information

• Official Information of 22 February 2016 (pdf, 85 kB, available in Czech only), on the annual target level of contributions to the Resolution Fund determined for the year 2016

Guidelines of the European Supervisory Authorities

• Guidelines of the EBA on overall recovery capacity in recovery planning (external link)
• Guidelines of the EBA to resolution authorities on the publication of the writedown and conversion and bail-in exchange mechanic (external link)
• Guidelines of the EBA for institutions and resolution authorities to complement the resolvability assessment for transfer strategies (external link)
• Guidelines of the EBA on improving resolvability for institutions and resolution authorities under articles 15 and 16 BRRD (Resolvability Guidelines) (external link)
• Guidelines of the EBA on the interrelationship BRRD and CRR (external link)
• Guidelines of the EBA on the rate of conversion of debt to equity in bail-in (external link)
• Guidelines of the EBA on the treatment of shareholders in bail-in (external link)
• Guidelines of the EBA on the minimum criteria to be fulfilled by a business reorganisation plan (external link)
• Guidelines of the EBA on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the types of tests, reviews or exercises that may lead to support measures under Article 32(4)(d)(iii) of the Bank Recovery and Resolution Directive (external link)
• Guidelines of the EBA on the application of simplified obligations under Article 4(5) of Directive 2014/59/EU (external link)
• Guidelines on the minimum list of qualitative and quantitative recovery plan indicators (external link)
• Guidelines of the EBA specifying the conditions for group financial support under Article 23 of Directive 2014/59/EU (external link)
• Guidelines of the EBA on triggers for use of early intervention measures pursuant to Article 27(4) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the interpretation of the different circumstances when an institution shall be considered as failing or likely to fail under Article 32(6) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on factual circumstances amounting to a material threat to financial stability and on the elements related to the effectiveness of the sale of business tool under Article 39(4) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the determination of when the liquidation of assets or liabilities under normal insolvency proceedings could have an adverse effect on one or more financial markets under Article 42(14) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the minimum list of services or facilities that are necessary to enable a recipient to operate a business transferred to it under Article 65(5) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the range of scenarios to be used in recovery plans (external link)
• Guidelines of the EBA on the specification of measures to reduce or remove impediments to resolvability and the circumstances in which each measure may be applied under Directive 2014/59/EU (external link)

 Questions and answers

• List of the CNB Opinions regarding special regulatory questions (available in Czech only) is published in a separate web application 
• CNB answers to frequently asked questions (FAQ, available in Czech only) 
• Commission Notice relating to the interpretation of certain legal provisions of the revised bank resolution framework in reply to questions raised by Member States’ authorities (second Commission Notice) 2020/C 417/02 (external link)
• Commission Notice relating to the interpretation of certain legal provisions of the revised bank resolution framework in reply to questions raised by Member States’ authorities 2020/C 321/01 (external link)
• Questions and answers of the Commission and the EBA regarding financial market regulation (Single Rulebook Q&A) (external link) – to Regulation (EU) No 575/2013 (CRR) of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012, to Regulation (EU) 2017/2402 (SecReg) laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, to Regulation (EU) No 648/2012 (EMIR) of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories, to Regulation (EU) No 909/2014 (CSDR) of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories, to  Regulation (EU) 2015/847 (WTR) on information accompanying transfers of funds and to Regulation (EU) 2015/751 (IFR) of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-based payment transactions,  to Directive 2013/36/EU (CRD) of the European Parliament and of the Council on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, to Directive 2014/59/EU (BRRD) of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms, to Directive 2014/49/EU (DGSD) of the European Parliament and of the Council on deposit guarantee schemes, to Directive (EU) 2015/2366 (PSD2) of the European Parliament and of the Council on payments services in the internal market, to Directive 2014/17/EU (MCD) of the European Parliament and of the Council on credit agreements for consumers relating to residential immovable property, Directive  2008/48/EC (CCD) of the European Parliament and of the Council on credit agreements for consumers, Directive (EU) 2015/849 (AMLD) of the European Parliament and of the Council on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, to Directive 2014/92/EU (PAD) on the comparability of fees related to payment accounts, payment account switching and access to payment accounts with basic features, to Directive 2009/110/EC (EMD) on the taking up, pursuit and prudential supervision of the business of electronic money institutions, to Directive 2002/65/EC (DMD) concerning the distance marketing of consumer financial services and to binding technical standards (RTS, ITS) and EBA guidelines (GL)