Methodological and interpretative documents
Official information
- Official Information of 5 August 2020 (pdf, 255 kB) regarding the interpretation of the terms trustworthiness and competence
- Official Information of 27 January 2012 (pdf, 209 kB) on the protection against market abuse and on transparency – is affected by Act No. 204/2017 Coll. amending Act No. 256/2004 Coll., Capital Market Undertakings Act, as amended, and other related acts and directly effective regulations of the European Union concerning market abuse, an update is being prepared
- Official Information of 17 October 2011 (pdf, 18 kB) regarding the rules of proceedings in recognizing the comparability of the duties of issuers from third countries
- Official Information of 27 May 2011 (pdf, 136 kB) regarding the pursuit of business in the financial market – Operational risk in the area of information systems
- Official Information of 10 December 2010 (pdf, 125 kB) regarding the conduct of business in the financial market: Qualitative requirements for the conduct of business - fundamental information
Guidelines of European Supervisory Authorities
- Guidelines Calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63, external link)
- Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 (ESMA70-151-2906, external link)
- ESMA Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure (ESMA70-460-213, external link)
- Guidelines on Settlement Fails Reporting under Article 7 of CSDR (ESMA70-156-4717, external link)
- ESMA Guidelines on the MiFID II/ MiFIR obligations on market data (ESMA70-156-4263, external link)
- ESMA Guidelines on outsourcing to cloud service providers (ESMA50-164-4285, external link)
- Guidelines on the management body of market operators and data reporting services providers (pdf, 226 kB)
- Guidelines on Internalised Settlement Reporting under Article 9 of CSDR (ESMA70-151-367,external link)
- Guidelines on the Process for the Calculation of the Indicators to Determine the Most Relevant Currencies in which Settlement Takes Place (ESMA70-708036281-66, external link)
- CSDR Guidelines On the Process for the Calculation of the Indicators to Determine the Substantial Importance of a CSD for a Host Member State (ESMA70-708036281-67, external link)
- ESMA Guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 (ESMA70-151-435, external link)