Investment firms, trading facilities and settlement systems (EBA & ESMA)
A detailed methodology for all statements submitted in the capital market area by investment firms, regulated market operators, multilateral trading facility operators, settlement system operators and the central depository is available via the SDAT information system in the publicly accessible methodological information. It covers all statements regardless of their legal enactment. In the case of statements based on the single reporting frameworks, the basic description includes the relevant template for the framework. In the SDAT application, the areas "Kapitálové trhy I." and "Kapitálové trhy II."are relevant to investment firms and only "Kapitálové trhy II." is relevant to other market participants, i.e. trading facilities and settlement systems.
The methodology according to the EBA reporting frameworks for "OCP" is available in the SDAT system in the Methodological Information - reporting frameworks EBA_FINREP, EBA_COREP, EBA_IF, EBA_IRRBB and EBA_REM section. These reporting Frameworks contain reports in the structure and format prescribed by the EBA taxonomy.
More detailed information on the EBA methodology can also be found on the supervisory statistics page of banks, branches of foreign banks and credit unions.
You will find detailed information regarding the EBA methodology on the EBA website under Reporting Frameworks.
Up-to-date additional methodological information and documents:
- Modifications made to the KT and MKT methodologies - full list (docx, 40 kB, available in Czech only)
- XSD schema for transaction data of the TRAFIM10 report (xsd, 32 kB, available in Czech only)
- Complete set of XSD schemas for transaction reporting (zip, 17 kB, available in Czech only)
- Examples of derivative operations - TRAFIM10 (xlsx, 29 kB), TRAFIM20 (xlsx, 43 kB), REFFIM10 (xlsx, 299 kB), TRAFIM30 (xlsx, 29 kB), TRAFIM11 (xlsx, 20 kB), examples - description (docx, 107 kB) (all available in Czech only)
- Examples of REPO operations and Securities lending - TRAFIM20 (xlsx, 24 kB), TRAFIM30 (xlsx, 19 kB), TRAFIM11 (xlsx, 16 kB), examples - description (docx, 16 kB) (all available in Czech only)
- Examples of outsourcing decision making AM - TRAFIM10 (xlsx, 23 kB), TRAFIM30 (xlsx, 16 kB), REFFIM10 (xlsx, 16 kB), examples - description (docx, 16 kB) (all available in Czech only)
- Examples of REPO operations, buy-sell and Securities lending in reports JISIFE51 and JISIFE53, examples - description (docx, 24 kB) (all available in Czech only)